Audit

We perform our audit services in strict accordance with the standards set forth by the AICPA (American Institute of Certified Public Accountants) following generally accepted accounting principles, as well as guidelines by the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC).  These require us to plan engagements, gain an understanding of the client and its business and perform procedures in a detailed manner, while providing the highest quality service possible.

Our approach is to help organizations build value by taking a risk and knowledge–based approach to auditing their financial statements and/or internal controls.  We utilize this understanding to provide valuable feedback and audited financials, while maintaining an objective and independent attitude.  Our clients receive a unique combination of services by combining industry expertise, competent accountants and professionalism.

Highlighted Areas of Service:

  • Audits of Hedge Funds, Broker Dealers, Private Equity Funds, Commodity Pools, Registered Investment Advisers, Private Companies and more
  • Agreed-Upon Procedures
  • Supplemental Regulatory Audits (Anti-Money Laundering, SIPC, etc.)
  • Examination and Review Services of Historical Performance Records